SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Gonzalez Luis A

(Last) (First) (Middle)
C/O MISSION PRODUCE, INC.
2710 CAMINO DEL SOL

(Street)
OXNARD CA 93030

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Mission Produce, Inc. [ AVO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/06/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 10/06/2021 S 43,820 D $18.268(1) 9,175,160 I(2) BY BELDAR ENTERPRISES
COMMON STOCK 10/07/2021 S 500,000 D $18.0807(3) 8,675,160 I(4) BY BELDAR ENTERPRISES
COMMON STOCK 13,361 D
COMMON STOCK 1,339,776 I(5) BY ROSARIO DEL PILAR VALLEJOS HINOJOSA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Gonzalez Luis A

(Last) (First) (Middle)
C/O MISSION PRODUCE, INC.
2710 CAMINO DEL SOL

(Street)
OXNARD CA 93030

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Vallejos Hinojosa Rosario del Pilar

(Last) (First) (Middle)
C/O MISSION PRODUCE, INC.
2710 CAMINO DEL SOL

(Street)
OXNARD CA 93030

(City) (State) (Zip)
Explanation of Responses:
1. The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $18.20 to $18.51, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.
2. Luis Gonzalez and Rosario Del Pilar Vallejos Hinojosa share power to vote and dispose the shares held by Beldar Enterprises. Ms. Hinojosa has full pecuniary interest in the shares held by Beldar Enterprises. Luis Gonzalez does not have any direct pecuniary interest in these shares.
3. The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $18.08 to $18.55, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.
4. Luis Gonzalez and Rosario Del Pilar Vallejos Hinojosa share power to vote and dispose the shares held by Beldar Enterprises. Ms. Hinojosa has full pecuniary interest in the shares held by Beldar Enterprises. Luis Gonzalez does not have any direct pecuniary interest in these shares.
5. Rosario Del Pilar Vallejos Hinojosa, a 10% owner, is Luis Gonzalez' spouse.
Remarks:
/s/ Joanne Wu, Attorney-in-Fact for Luis A. Gonzalez 10/07/2021
/s/ Joanne Wu as Attorney-in-Fact for Rosario Del Pilar Vallejos Hinojosa 10/07/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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